The purpose of an Equal Employment Opportunity Plan (EEOP) is to insure full and equal
participation of men and women regardless of race or national origin in the workforce of the
recipient agency. A recipient agency is defined as any State or local unit of government or agency thereof, and any private entity, institution, or organization, to which Office of Justice Programs (OJP) financial assistance is extended directly or through such government or private entity. Recipient agencies that meet all of the following criteria are required to maintain an EEOP on file for review by OJP, if requested (see 28 C.F.R. §42.301 et seq.):
(i)
have 50 or more employees; and
(ii)
received a total of $25,000 or more in grants or subgrants; and
(iii)
have 3 percent or more minorities in service population (however, if less than 3 percent minorities in service population, an EEOP must still be prepared, but must focus on employment practices affecting women only).
Grantees that meet criteria (i) and (iii), and that receive over $500,000 (or $1 million during
an 18 month period) are required to submit an EEOP with their application to the Office for
Civil Rights, Office of Justice Programs for review.(1)
An EEOP is a comprehensive document that analyzes the agency's workforce in comparison
to its relevant labor market data and all agency employment practices to determine their impact on the basis of race, sex, or national origin. The EEOP includes a written analysis that:
provides a statistical profile of the internal workforce by race, sex and national origin
identifies problems in employment practices and procedures
specifies corrective action
forms the basis of ongoing evaluation.
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(1) See Chart on following page, "Civil Rights Requirements of Recipients" for types of entities that are exempt from these requirements and a description of factors affecting requirements to either maintain an EEOP on file or submit an EEOP to OCR.
Civil Rights Requirements of Recipients
IMPORTANT: ALL RECIPIENTS, REGARDLESS OF THE TYPE OF ENTITY OR THE AMOUNTAWARDED, ARE SUBJECT TO THE PROHIBITIONS AGAINST DISCRIMINATION IN ANY PROGRAM OR ACTIVITY AND MAY BE REQUIRED BY OCR, THROUGH SELECTED COMPLIANCE REVIEWS, TO SUBMIT DATA TO ENSURE THEIR SERVICES ARE DELIVERED IN AN EQUITABLE MANNER TO ALL SEGMENTS OF THE SERVICE POPULATION AND THEIR EMPLOYMENT PRACTICES COMPLY WITH EQUAL EMPLOYMENT OPPORTUNITY
REQUIREMENTS. 28 CFR §42.207 AND §42.301 ET SEQ.
Regulatory Definition: Recipient means any state or local unit of government or agency thereof, and any private entity, institution or organization to which Federal financial assistance is extended directly or through such government or agency (i.e., subgrantee or contractor of the recipient agency)...28 CFR § 42.202(n).
Recipient Must Submit to OCR
Type of Entity
Assurances
Court Findings of Discrimination
EEOP
I. Educational/Medical Non-profit Institutions/Indian Tribes
Yes
Yes
No
II. All other Recipients receiving more than $25,000
Yes
Yes
No
III. For-profit entities and State and Local Gov't. Recipients receiving $500,000 or more*
Yes
Yes
Yes
* Or over $1 million in an 18-month period
RECIPIENT FACTORS
EEOP REQUIREMENTS
Less than 50 employees
Certification to OCR; not required to maintain EEOP
Less than 3% minority population
Required to maintain EEOP as relates to women
Receives less than $25,000
Not required to maintain EEOP
Receives more than $25,000 (excluding Type I entity)
Certification to OCR; must maintain an EEOP on file for possible OCR audit